Kelly Renee Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Oklahoma City, OK
• 03/2020 → 06/2024
  Ameriprise Financial Services, Llc
  Oklahoma City, OK
• 06/2024 → Present
  Lpl Financial Llc
  Oklahoma City, OK

Previous Registrations

• 2000-11-15 → 2024-07-03
  Ameriprise Financial Services, Llc
  Oklahoma City, OK
  Oklahoma City, OK
  Oklahoma City, OK
  Edmond, OK
  Piedmont, OK

Other Businesses

1) 05/15/2024 - Rose Rock Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 05/15/2024 - Gottschalk Thompson LLC - Business Entity For Tax/Investment Purposes Only - OK 73112 - Non investment related - 2 Hours per month - Start date: 01/01/2011.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-18

Other Names

• Kelly Renee Armstrong