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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-22
FL RA APPROVED 2013-05-13
  • TX RA
    APPROVED_RES
    Since 2015-01-22
  • FL RA
    APPROVED
    Since 2013-05-13

Branch Locations

Indian Rocks Beach, FL • United States

231 Us Highway 27 N, Sebring, FL 33870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sebring FL 05/2013 Present
Previous Registrations
  • 1999-09-03 → 2013-05-09
    Truist Investment Services, Inc.
    Sebring, FL
    Arcadia, FL
    Lake Placid, FL
    Okeechobee, FL
    Zephyrhills, FL
    Sebring, FL
    Sebring, FL
    Sebring, FL
    Avon Park, FL
    Sebring, FL
Other Businesses

(1) 5/7/13-DBA ONLY/BENTON WEALTH MANAGEMENT, LLC/100%/SEBRING, FL (2) 04/22/2015 - REAL ESTATE RENTAL - NOT INV REL - START 05/01/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-20
S63 Uniform Securities Agent State Law Examination 1999-10-11
  • S66 Uniform Combined State Law Examination
    2001-08-20
  • S63 Uniform Securities Agent State Law Examination
    1999-10-11

View on SEC IAPD

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