Carlos R Ferreira Lima

Employer firm

Xp Advisory Us, Inc. CRD 173779

$792M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers
• CONSOLIDATION/REPORTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 04/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 12/2014 → 03/2018
  Banco Santander International
  Miami, FL
• 04/2021 → 11/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 06/2021 → 11/2025
  Bank Of America, N.A.
  Miami, FL
• 11/2025 → Present
  Xp Investments Us
  Miami, FL

Previous Registrations

• 2021-04-21 → 2025-11-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 2018-09-17 → 2021-05-06
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2011-02-18 → 2012-09-27
  Capital Guardian Wealth Management, Llc
  Miami, FL
  Coral Gables, FL
• 2009-10-06 → 2010-12-31
  Bolton Securities Corporation
  Coral Gables, FL
  Bolton, MA
• 2009-01-21 → 2009-08-03
  Hsbc Securities (Usa) Inc.
  Miami, FL

Exams

• S66 Uniform Combined State Law Examination
  2018-07-26
• S63 Uniform Securities Agent State Law Examination
  2001-01-29

Other Names

• Carlos Roberto Ferreira
• Carlos R Ferreira Lima
• Carlos Ferreira Lima
• Carlos Roberto Ferreira Lima