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Carlos R Ferreira Lima

Xp Advisory Us, Inc.

Miami, FL

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Current Employers
Xp Advisory Us, Inc.

701 Brickell Avenue Ste 1350, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-25
  • FL RA
    APPROVED
    Since 2025-11-25

Branch Locations

701 Brickell Avenue Ste 1350, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 03/2018 04/2021
Banco Santander International Miami FL 12/2014 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/2021 11/2025
Bank Of America, N.A. Miami FL 06/2021 11/2025
Xp Investments Us Miami FL 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-26
S63 Uniform Securities Agent State Law Examination 2001-01-29
  • S66 Uniform Combined State Law Examination
    2018-07-26
  • S63 Uniform Securities Agent State Law Examination
    2001-01-29
Other Names
  • Carlos Roberto Ferreira
  • Carlos R Ferreira Lima
  • Carlos Ferreira Lima
  • Carlos Roberto Ferreira Lima

View on SEC IAPD

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SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIAMI, FL

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