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6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Charlotte | NC | 01/2016 | 07/2023 |
| E*Trade Capital Management Llc | Charlotte | NC | 01/2016 | 07/2023 |
| Transamerica Investors Securities, Llc | Huntersville | NC | 08/2025 | Present |
| Transamerica Life Insurance Company | Huntersville | NC | 08/2025 | Present |
| Tony's Pizza | Stuart | VA | 07/2023 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-15 |
| S66 | Uniform Combined State Law Examination | 2007-12-21 |
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