Leslie C Gosule

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-01-28

MA RA
APPROVED

Since 2025-01-28

Branch Locations

500 Victory Rd. Suite 441, Quincy, MA 02171 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Gosule, Butkus & Jesson	Milton	MA	12/1998	01/2023
Northeastern Universtiy	Boston	MA	09/1972	08/2023
Mainsail Advisors Services Llc	Milton	MA	11/1998	08/2023
1St Global Capital Corp.	Milton	MA	07/2007	10/2019
1St Global Advisors, Inc.	Milton	MA	07/2007	10/2019
Avantax Insurance Services, Inc.	Milton	MA	08/2007	08/2023
Avantax Investment Services, Inc.	Milton	MA	10/2019	08/2023
Avantax Advisory Services	Milton	MA	10/2019	08/2023
Jesson, Oslin & Assoc	Milton	MA	12/1998	07/2023
Aegis Capital Corp	New York	NY	08/2023	01/2025
Lpl Financial Llc	Quincy	MA	01/2025	Present

12/1998 → 01/2023

Gosule, Butkus & Jesson

Milton, MA
09/1972 → 08/2023

Northeastern Universtiy

Boston, MA
11/1998 → 08/2023

Mainsail Advisors Services Llc

Milton, MA
07/2007 → 10/2019

1St Global Capital Corp.

Milton, MA
07/2007 → 10/2019

1St Global Advisors, Inc.

Milton, MA
08/2007 → 08/2023

Avantax Insurance Services, Inc.

Milton, MA
10/2019 → 08/2023

Avantax Investment Services, Inc.

Milton, MA
10/2019 → 08/2023

Avantax Advisory Services

Milton, MA
12/1998 → 07/2023

Jesson, Oslin & Assoc

Milton, MA
08/2023 → 01/2025

Aegis Capital Corp

New York, NY
01/2025 → Present

Lpl Financial Llc

Quincy, MA

Previous Registrations

2023-08-30 → 2025-01-17

Aegis Capital Corp.

New York, NY

Quincy, MA
2019-10-25 → 2023-08-15

Avantax Advisory Services

Irving, TX
2007-07-10 → 2019-10-25

1St Global Advisors Inc

Milton, MA
2000-05-22 → 2017-03-14

Mainsail Advisors Services, Llc

Milton, MA

Other Businesses

1)12/02/2024 - Marina Point Services, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/02/2024 - Marina Point Services, LLC - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2024 - 2 Hr/Mth 3)12/02/2024 - Marina Point Services, LLC - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 1/2024 - 15 Hr/Mth

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-01-30
S65	Uniform Investment Adviser Law Examination	2000-12-22

S63 Uniform Securities Agent State Law Examination

2001-01-30
S65 Uniform Investment Adviser Law Examination

2000-12-22

Other Names

Les Gosule
Leslie C. Gosule

View on SEC IAPD