Ricky Winn

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2013-02-13

GA RA
APPROVED

Since 2013-02-13

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Atlanta	GA	02/2013	Present
Ricky Winn / Ricky'S Uptown Band	Atlanta	GA	01/1967	Present

02/2013 → Present

Raymond James & Associates, Inc.

Atlanta, GA
01/1967 → Present

Ricky Winn / Ricky'S Uptown Band

Atlanta, GA

Previous Registrations

2011-04-21 → 2013-02-13

Morgan Keegan & Company, Llc

Atlanta, GA
2009-06-01 → 2009-06-24

Morgan Stanley

Atlanta, GA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Atlanta, GA
2003-03-26 → 2007-04-02

Morgan Stanley Dw Inc.

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-12-05

S63 Uniform Securities Agent State Law Examination

2000-12-05

Other Names

Ricky Nmi Winn

View on SEC IAPD