Scott Duane Toms

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → 02/2019
  Cornerstone Wealth Management Group
  Hagerstown, MD
• 12/2001 → 01/2017
  Linsco Private Ledger Corp
  Hagerstown, MD
• 07/2012 → Present
  Cwm, Llc
  Omaha, NE
• 01/2017 → 01/2025
  Cetera Advisor Networks, Llc
  El Segundo, CA
• 07/2012 → Present
  Carson Wealth
  Hagerstown, MD

Previous Registrations

• 2002-01-01 → 2013-03-27
  Lpl Financial Llc
  Hagerstown, MD
  Hagerstown, MD
• 2011-03-07 → 2012-09-10
  Cornerstone Wealth Management Group
  Hagerstown, MD

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: CSA PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 2674 PEOPLES STREET SUITE 10 JOHNSON CITY TN 37604; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CO-OWNER OF BUILDING PURCHASED TO HOUSE BUSINESS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-13
• S63 Uniform Securities Agent State Law Examination
  2000-10-24