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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-22 |
| FL | RA | APPROVED | 2025-07-07 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
200 S Biscayne Blvd Pbig - Florida Pwm, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 04/2025 | Present |
| Cinctive Capital Management | New York | NY | 05/2020 | 01/2022 |
| Alliance Bernstein | New York | NY | 09/2018 | 05/2020 |
| Citadel Llc | New York | NY | 02/2017 | 05/2018 |
| Folger Hill Asset Management | New York | NY | 05/2015 | 01/2017 |
| Employment Break | Bal Harbour | FL | 01/2022 | Present |
| Garden Leave | New York | NY | 05/2018 | 09/2018 |
| Bank Of America, N.A. | Miami | FL | 05/2025 | Present |
I*2431282, Entity Type Entity For Profit, Name of OBA: NE 2 A LLC Address: MiamiFlorida33137 Investment Related: No Position, Title, Association: Other Employee Start Date: 04/30/2025No Hours: 0 No Hours during trading: 0 Duties:commerical real estate investment, no responsibilities I*2431283, Entity Type Entity For Profit, Name of OBA: NW 2 S LLC Address: MiamiFlorida33127 Investment Related: No Position, Title, Association:Other Employee Start Date: 04/30/2025No Hours: 0 No Hours during trading: 0 Duties: Commercial real estate, none I*2469288, Entity Type for profit , Name of OBA:Unhedged LLC Address: Bal Harbour, FL 33154 Investment Related: No Position, Title, Association: nothing Employee Start Date:05/10/2022 No Hours: 0 No Hours during trading:0 Duties: none, It was for a book i was writing which i put on pause indefinitely - it is being dissolved I*2469289, Entity Type, Name of OBA: 10201 BH Holdings/10201 BH FL SOS Address:Bal Harbour, FL 33154 Investment Related: No Position, Title, Association: nothing Employee Start Date: 09/14/2021 No Hours: 0 No Hours during trading: 0 Duties: none, It once held an apartment and now holds a boat (that we are selling)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-15 |
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