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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-02
AZ RA APPROVED 2021-01-27
  • CA RA
    APPROVED
    Since 2024-12-02
  • AZ RA
    APPROVED
    Since 2021-01-27

Branch Locations

Phoenix, AZ • United States

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corp Columbus OH 08/2017 08/2019
Unum Chattanooga TN 11/2016 08/2017
Massmutual Phoenix AZ 08/2017 08/2017
Unemployed Dublin OH 08/2016 10/2016
Pruco Securities Llc Phoenix AZ 08/2019 11/2020
Icma-Rc Services, Llc Washington DC 11/2020 Present
  • 08/2017 → 08/2019
    Nationwide Investment Services Corp
    Columbus, OH
  • 11/2016 → 08/2017
    Unum
    Chattanooga, TN
  • 08/2017 → 08/2017
    Massmutual
    Phoenix, AZ
  • 08/2016 → 10/2016
    Unemployed
    Dublin, OH
  • 08/2019 → 11/2020
    Pruco Securities Llc
    Phoenix, AZ
  • 11/2020 → Present
    Icma-Rc Services, Llc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-21
S63 Uniform Securities Agent State Law Examination 2001-09-29
  • S65 Uniform Investment Adviser Law Examination
    2021-01-21
  • S63 Uniform Securities Agent State Law Examination
    2001-09-29
Other Names
  • Sergio Jude Mejia
  • Sergio Jude Mejia

View on SEC IAPD

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