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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-09-23 |
| TX | RA | APPROVED_RES | 2017-07-06 |
| CA | RA | APPROVED | 2000-11-15 |
Branch Locations
11845 W Olympic Blvd Ste 980W, Los Angeles, CA 90064-5172 • United States
Pacific Palisades, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Los Angeles | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 608 Idaho Ave. Unit 5, Santa Monica CA 90403, ,; Investment-Related; 09/01/2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-31 |
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