Sergio Jesus Esteves

Current Employers

Employment History

• 09/2009 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → Present
  Lincoln Investment
  West Palm Beach, FL

Previous Registrations

• 2009-10-06 → 2019-10-04
  Legend Advisory, Llc
  Palm Beach Gardens, FL
  West Palm Beach, FL
  Wellington, FL
• 2007-07-24 → 2009-09-03
  Invest Financial Corporation
  Stuart, FL

Other Businesses

INSURANCE AGENT POSITION: Agent NATURE: Life, Health Insurance, Fixed Annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2015 ADDRESS: 12773 FOREST HILL BLVD ST, Suite 200, Wellington FL 33414, United States DESCRIPTION: Offer Life, Health and Fixed insurance products to the public. PLANT TODAY POSITION: Board Member NATURE: Missions Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 125 Starting Gate Road, Osteen FL 32764, United States DESCRIPTION: DISCUSS CURRENT AND FUTURE DEVELOPMENTS SJE ASSOCIATES INC POSITION: Owner/President NATURE: Tax/Accounting Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/05/2012 ADDRESS: 12773 FOREST HILL BLVD ST, Suite 200, Wellington FL 33414, United States DESCRIPTION: Should I choose to engaged in tax preparation and business consultation, the compensation would be journaled through this entity. PRIMAL INITIATIVE INC Position: Board Member Nature: Community enrichment through classes, group and events Investment Related: No Hours: 10 Securities Trading Hours: 2 Start Date: 10/2/2025 Address: 2937 E COMMUNITY DR JUPITER, FL 33458 Description: Participate in classes, events and overall support of the organization. Center for Financial Literacy at Palm Beach Atlantic University Position: Advisory Board Member Nature: Educational Investment Related: Yes Hours: 3 Securities Trading Hours: 3 Start Date: 1/1/2026 Address: Palm Beach Atlantic University 901 South Flagler P.O. Box 24708 West Palm Beach, FL  33416 Description: Act on behalf of the center to fulfill duties outlined for teaching students and the community financial literacy. Guide and lead students to help impact their fellow students and community. Mentorships, Q and A sessions, and overall guidance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-05
• S63 Uniform Securities Agent State Law Examination
  2003-02-14