Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-06-02 |
| FL | RA | APPROVED | 2021-05-13 |
| TX | RA | APPROVED_RES | 2021-05-13 |
Branch Locations
3801 Pga Blvd Suite 102, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Palm Beach Gardens | FL | 04/2009 | 05/2021 |
| Lpl Financial, Llc | Palm Beach Gardens | FL | 05/2021 | Present |
1) 5/2021- Providence Brokerage Services, LLC- Non-Variable Insurance- Agent selling fixed insurance sales featuring whole life and universal life- inv. related- PALM BEACH GARDENS, FL- 8hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-14 |
Reach out to this advisor