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Jung H Cho

Ubs Financial Services Inc.

Weehawken, NJ

CRD 4278503

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-26
NJ RA APPROVED 2021-05-21
  • NY RA
    APPROVED
    Since 2025-01-26
  • NJ RA
    APPROVED
    Since 2021-05-21

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 02/2021 Present
Ionic Capital Management New York NY 01/2016 12/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-18
S63 Uniform Securities Agent State Law Examination 2000-12-20
  • S66 Uniform Combined State Law Examination
    2021-05-18
  • S63 Uniform Securities Agent State Law Examination
    2000-12-20
Other Names
  • Jung-Hun Cho

View on SEC IAPD

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