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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Investment Advisors | Woodbury | MN | 10/2009 | 01/2021 |
| Diversified Investors Securities Corp. | Woodbury | MN | 11/2009 | 01/2021 |
| Fidelity Investments | Oakdale | MN | 01/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-17714|OrgNmn:World Barbarian Foundation RFC|Org Addr:Tampa,Florida,US|OBA Nature:We are an rugby organization|Invst Rel:N|Title:Secretary|Duties:Recruiting and taking notes at our annual meeting|StrtDt:06-01-18|TotHrs/mon:1|TrdHrs/mon:0|OBA-17713|OrgNmn:Mews at City Walk|Org Addr:Woodbury,Minnesota,US|OBA Nature:Condo Board|Invst Rel:N|Title:VP of the Mews at City Walk|Duties:Attend quarterly meetings. Assist with setting dues and running of the property|StrtDt:03-01-10|TotHrs/mon:2|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-25 |
| S66 | Uniform Combined State Law Examination | 2005-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-10 |
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