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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-08-17 |
| WI | RA | APPROVED | 2023-07-18 |
| FL | RA | APPROVED | 2022-04-06 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Indianapolis | IN | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 2000-10-30 |
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