Sonya Kay Legg

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-01-19 → 2008-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Athens, GA
• 2005-01-10 → 2005-12-31
  Investors Capital Corp.
  Elberton, GA
• 2004-04-12 → 2004-12-31
  Eastern Point Advisors Inc.
• 2003-06-12 → 2004-02-19
  Waddell & Reed
  Edmond, OK

Other Businesses

1. NAME OF OTHER BUSINESS: VARIOUS INSURANCE COMPANIES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED BRANCH NATURE OF BUSINESS: INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: N/A APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OFFERS FIXED LIFE, DISABILITY, ANNUITIES AND LTC 2. NAME OF OTHER BUSINESS: NONE INVESTMENT RELATED: NO ADDRESS: GEORGIA NATURE OF BUSINESS: COUNTY GOVERNMENT POSITION/TITLE/RELATIONSHIP: CANDIDATE FOR PROBATE JUDGE START DATE: N/A APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: RUNNING FOR COUNTY PROBATE JUDGE; 3. CPA PLUS NETWORK - WORKS W/ CPA'S & HELP W/ TAX CLIENTS ON THE INVESTMENT SIDE; UNKNOWN HOURS PER WEEK. BRADFORD AND LEGG WEALTH MANAGEMENT (DBA). 4. NAME OF OTHER BUSINESS: SAVANNAH RIVER PRODUCTIONS INVESTMENT RELATED: NO ADDRESS: 86 S. FOREST AVENUE NATURE OF BUSINESS: BOARD MEMBER START DATE: 1/1/12 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 5 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: N/A BRIEF DESCRIPTION OF DUTIES: TREASURER 5. NAME OF OTHER BUSINESS: LEGG FAMILY INVESTMENTS INVESTMENT RELATED: NO ADDRESS: 170 LAKE FOREST DRIVE NATURE OF BUSINESS: RENT BUSINESS OFFICES START DATE: 1/1/12 POSITION/TITLE/RELATIONSHIP: MEMBER LLC APX NUMBER OF HOURS PER WEEK: 1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: N/A BRIEF DESCRIPTION OF DUTIES: REAL ESTATE RENTAL 6.NAME OF OTHER BUSINESS: SMARTVESTOR/DAVE RAMSEY ADVISER INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR MARKETING PROGRAM START DATE: 3/2017 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISER BRIEF DESCRIPTION OF DUTIES: DBA

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-31
• S63 Uniform Securities Agent State Law Examination
  2000-12-14

Other Names

• S. Kay Legg
• Kay Legg
• Sonya Kay Paden