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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-04-15 |
| TX | RA | APPROVED_RES | 2022-03-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 08/2020 |
| Tagge Ruherford Financial Group | Omaha | NE | 05/2001 | Present |
| Lpl Financial Llc | Omaha | NE | 08/2020 | 01/2022 |
| Brokers International Financial Services | Omaha | NE | 03/2022 | Present |
1.EDIE FINANCIAL LLC POSITION: Owner \ President NATURE: Business entity for tax purposes related to running practice INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 08/17/2020 ADDRESS: 15808 West Dodge Road, Suite 200, Omaha NE 68118, United States DESCRIPTION: Payroll, tax forms, paying bills 2. TAGGE RUTHERFORD FINANCIAL GROUP POSITION: Vice President NATURE: DBA for securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/20/2020 ADDRESS: 15808, Suite 200, Omaha NE 68118, US DESCRIPTION: DBA 3.TR FINANCIAL GROUP POSITION: Vice President NATURE: DBA for securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/21/2020 ADDRESS: 15808 West Dodge Road, Suite 200, Omaha NE 68118, US DESCRIPTION: DBA 4.15808 WEST DODGE ROAD LLC POSITION: Owner NATURE: Real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 02/10/2022 ADDRESS: 15808 West Dodge Road, Suite 200, Omaha NE 68118, US DESCRIPTION: Owner, real estate rental 5.NON-VARIABLE INSURANCE POSITION: Agent NATURE: Agent for life, LTC, fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 04/01/2016 ADDRESS: 15808 West Dodge Road, Suite 200, Omaha NE 68118, US DESCRIPTION: Agent for life, LTC, fixed annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-15 |
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