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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-16
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-01-16
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

869 S. Main Street, Centerville, OH 45458 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Centerville OH 10/2012 Present
Jpmorgan Chase Bank, Na. Centerville OH 12/2002 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Centerville, OH
    Centerville, OH
    Dayton, OH
    West Carrollton, OH
    Dayton, OH
    Burlington, KY
    Eaton, OH
    Florence, KY
    Florence, KY
    Bellevue, KY
    Crescent Springs, KY
    Ft. Thomas, KY
    Middletown, OH
    Batavia, OH
    Cincinnati, OH
    Middletown, OH
    Williamsburg, OH
    Oxford, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Milford, OH
    Cincinnati, OH
    Milford, OH
    Cincinnati, OH
    Cincinnati, OH
    Loveland, OH
    Bethel, OH
    Amelia, OH
    Cincinnati, OH
    Springboro, OH
    Centerville, OH
    Dayton, OH
  • 2003-01-14 → 2005-07-06
    Banc One Securities Corporation
    Centerville, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-20
S65 Uniform Investment Adviser Law Examination 1998-10-20
  • S63 Uniform Securities Agent State Law Examination
    1998-10-20
  • S65 Uniform Investment Adviser Law Examination
    1998-10-20
Other Names
  • Travis Robert Carnes

View on SEC IAPD

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