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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-18
DE RA APPROVED 2005-08-04
PA RA APPROVED 2003-07-16
NJ RA APPROVED 2002-06-28
  • TX RA
    APPROVED_RES
    Since 2017-08-18
  • DE RA
    APPROVED
    Since 2005-08-04
  • PA RA
    APPROVED
    Since 2003-07-16
  • NJ RA
    APPROVED
    Since 2002-06-28

Branch Locations

1105 Laurel Oak Road Suite 142, Voorhees, NJ 08043 • United States

3000 Atrium Way Ste 510, Mount Laurel, NJ 08054-3914 • United States

Secane, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mount Laurel NJ 08/2000 03/2020
Ameriprise Financial Services, Llc Mount Laurel NJ 03/2020 Present
Other Businesses

Business Ownership; Integrity Management Partners LLC; Partner- LLC is for hiring staff to support our financial planning practice; Purpose of the LLC is to rent office space and hire staff to support our financial planning practice; 3000 Atrium Way Suite 510, , Mt. Laurel, NJ, 08054; Not Investment-Related; 11/14/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Generational Partners LLC; training staff, planning; Staffing for financial planning business; 3000 Atrium Way Suite 510, , Mt. Laurel, NJ, 08054; Not Investment-Related; 08/01/2018; 10 to 19 hours per month; 10 to 19 during trading hours / Eunoia Management Group LLC; Hire staff or contractorsrun the company; business is established to support my growing financial planning practice.; 3000 Atrium Way Suite 510, , Mt. Laurel, NJ, 08054; Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / DAEMROCA LLC; Co-owner; Established for purposes of a shared operational infrastructure, expense management and continuity planning among team members.; 19792 Casa Verde Way, , Estero, FL, 33967; Investment-Related; 08/25/2023; 1 to 9 hours per month; 0 during trading hours / Pittaoulis Management Company LLC; Owner; business is established to support y growing financial planning practice; 3000 Atrium Way, Suite 510, Mount Laurel, NJ, 08054; Investment-Related; 08/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Pittaoulis Management Company LLC; Owner; Manage advisory business; 3000 Atrium Way, Suite 510, Mount Laurel, NJ, 08054; Investment-Related; 10/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-31
  • S66 Uniform Combined State Law Examination
    2000-10-31

View on SEC IAPD

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