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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-08-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Irvine | CA | 11/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Irvine | CA | 08/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 36 NIGHT BLOOM, 36 NIGHT BLOOM, IRVINE, , CALIFORNIA, 92602, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/1/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY 3. FR BUSINESS ENTITY - DUPREE, JACOB & ASSOCIATES, LEGAL ENTITY, START DATE: 1/2/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT - HELP RUN THE OVERALL ORGANIZATION AND FUND THE ENTITY FOR BUSINESS EXPENSE PURPOSES 5. 100% OWNER, MCJ COMPANY, LLC, LEGAL ENTITY, START DATE: 08/04/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. OWNER, PRINCIPLE COMPANY LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/3/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-26 |
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