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201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-16 |
| TX | RA | APPROVED_RES | 2026-01-02 |
Branch Locations
16909 Via De Santa Fe Suite 200, Rancho Santa Fe, CA 92067 • United States
201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 07/2007 | 03/2020 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 03/2020 |
| Wealth Advisors, Inc. | Rancho Santa Fe | CA | 04/2020 | 02/2024 |
| Perigon Wealth Management, Llc Dba Wealth Advisors, Inc. | Rancho Santa Fe | CA | 11/2023 | Present |
[1] Wealth Advisors, Inc. Investment-related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Wealth Advisors, Inc. is a DBA for investment advisory services with Perigon; 11/2023; 160 hours/month during, conducted during securities trading hours; financial planning and investment management services provided to clients. [2] Licensed insurance agent; Not-investment related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Agent; 05/2000; Mr. Epps spends up to five hours per month on this activity, all of which are during securities trading hours. Duties include insurance sales and reviews. [3] 5Q; Not-investment related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Sole Proprietorship created for insurance sales. Owner and agent; 02/2015; Mr. Epps spends up to five hours per month on this activity, none of which are during securities trading hours. Mr. Epps' duties include insurance sales and reviews. [4] The Dentists Purchasing Company, LLC DBA Profit 4 Dentists; Not-investment related; P.O. Box 501384, San Diego, CA 92150; Professional group purchasing organization aiming to save dentists' expenses through the entity's collective buying power; Partner; 07/2019; Mr. Epps spends up to five hours per month on this activity, none of which are during securities trading hours; Mr. Epps' duties include marketing, meeting with service providers, conducting investment presentations, and business development. [5] Children's Dental Health Association; Not-investment related; 1270 24th Street, San Diego 92102; Charitable organization providing dental care to San Diego's underserved children; Board Member; 05/2014; Mr. Epps spends up to three hours per month on this activity, none of which are during securities trading hours; Mr. Epps' duties include fundraising, budgeting, and operational management of the dental clinic and staff.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-09 |
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