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Sunita Hira Patel

Capital Group Private Client Services, Inc.

San Francisco, CA

CRD 4277988

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Employer firm

Capital Group Private Client Services, Inc. CRD 312837

$42.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-05-22
NV RA APPROVED 2025-05-01
CA RA APPROVED 2025-04-29
IL RA APPROVED 2025-04-29
NY RA APPROVED 2025-04-29
TX RA APPROVED 2025-04-29
  • GA RA
    APPROVED
    Since 2025-05-22
  • NV RA
    APPROVED
    Since 2025-05-01
  • CA RA
    APPROVED
    Since 2025-04-29
  • IL RA
    APPROVED
    Since 2025-04-29
  • NY RA
    APPROVED
    Since 2025-04-29
  • TX RA
    APPROVED
    Since 2025-04-29

Branch Locations

Steuart Tower, 1 Market Street, Suite 1800, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Mgmt. Advisers, Inc. /Wellington Funds Distrib., Inc. San Francisco CA 08/2014 04/2025
Capital Group / Capital Group Private Client Services, Inc. San Francisco CA 04/2025 Present
  • 08/2014 → 04/2025
    Wellington Mgmt. Advisers, Inc. /Wellington Funds Distrib., Inc.
    San Francisco, CA
  • 04/2025 → Present
    Capital Group / Capital Group Private Client Services, Inc.
    San Francisco, CA
Previous Registrations
  • 2002-07-26 → 2002-12-02
    J.P. Morgan Securities Inc.
    San Francisco, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-01-23
S66 Uniform Combined State Law Examination 2001-08-13
  • S63 Uniform Securities Agent State Law Examination
    2015-01-23
  • S66 Uniform Combined State Law Examination
    2001-08-13
Designations
  • Certified Financial Planner
Other Names
  • Sunita H. Patel
  • Sunita Hira Patel
  • Sunita Patel

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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