Paris Christopher Takonis

Ubs Financial Services Inc.

CRD 4277860

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2005-08-08

TN RA
APPROVED

Since 2005-08-08

Branch Locations

First Tennessee Plaza, Knoxville, TN 37929 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

First Tennessee Plaza 800 S. Gay Street, Knoxville, TN 37929 • United States

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial	Knoxville	TN	08/2005	Present

08/2005 → Present

Ubs Financial

Knoxville, TN

Previous Registrations

2004-10-25 → 2005-07-20

Morgan Stanley Dw Inc.

Knoxville, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-10-22
S63	Uniform Securities Agent State Law Examination	2004-10-02

S65 Uniform Investment Adviser Law Examination

2004-10-22
S63 Uniform Securities Agent State Law Examination

2004-10-02

View on SEC IAPD

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