Adam Gabriel Wolff

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-02-14

MN RA
APPROVED

Since 2018-02-14

Branch Locations

Jackson, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Jackson	MN	02/2016	02/2018
Lpl Financial, Llc	Jackson	MN	02/2018	Present

02/2016 → 02/2018

Invest Financial Corporation

Jackson, MN
02/2018 → Present

Lpl Financial, Llc

Jackson, MN

Previous Registrations

2016-02-16 → 2018-02-14

Invest Financial Corporation

Jackson, MN

Jackson, MN

Luverne, MN
2014-05-29 → 2016-02-19

Msi Financial Services, Inc.

Minnetonka, MN

St. Louis, MO

Milwaukee, WI

Plymouth, MN

Jackson, MN

Minnetonka, MN

Minnetonka, MN

Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 2/12/2016 - 5 Hours Per Month/5 During Securities Trading. 2. 2/2/2021 - Wolff Farm Inc - Investment Related - Heron Lake, MN 56137 - Real Estate Rental - Started 12/30/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Inheritance from Father. 3. 5/21/2021 - Thomas Wolff Trust - Not Investment Related - 1533 Sherry Land, Jackson, MN 56143 - Act in a Fiduciary Capacity - Trustee - Started 12/30/2020 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-05-29
S63	Uniform Securities Agent State Law Examination	2000-11-30

S65 Uniform Investment Adviser Law Examination

2014-05-29
S63 Uniform Securities Agent State Law Examination

2000-11-30

Other Names

Adam Gabriel Scharping

View on SEC IAPD