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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-09-03
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2018-02-21
TX RA APPROVED_RES 2018-02-16
  • WI RA
    APPROVED
    Since 2024-09-03
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2018-02-21
  • TX RA
    APPROVED_RES
    Since 2018-02-16

Branch Locations

3201 Village Square Dr, Hartland, WI 53029 • United States

138 East Wisconsin Avenue, Oconomowoc, WI 53066 • United States

142 E Capitol Drive, Milwaukee, WI 53212 • United States

22 E. Mifflin Street, Madison, WI 53703 • United States

3052 Cahill Main, Fitchburg, WI 53711 • United States

18 N Arch St, Janesville, WI 53545 • United States

2251 W Broadway, Monona, WI 53713 • United States

620 Spring St, Sun Prarie, WI 53590 • United States

758 N Midvale Blvd, Madison, WI 53705 • United States

38 N. Washington St., Elkhorn, WI 53121 • United States

1201 North Wright Road, Janesville, WI 53546 • United States

602 North High Point Road, Madison, WI 53717 • United States

426 Center Street, Lake Geneva, WI 53147 • United States

4520 E Towne Blvd, Madison, WI 53704 • United States

524 Genesee Street, Delafield, WI 53018 • United States

3611 80Th Street, Kenosha, WI 53142 • United States

110 Oakton Avenue, Pewaukee, WI 53072 • United States

111 E. Wisconsin Ave, Milwaukee, WI 53202 • United States

4690 S Whitnall Ave, Saint Francis, WI 53235 • United States

9900 39Th Avenue, Pleasant Prairie, WI 53158 • United States

2901 Washington Road, Kenosha, WI 53140 • United States

2317 Fox Run Blvd, Waukesha, WI 53188 • United States

7100 S. 76Th Street, Franklin, WI 53132 • United States

5815 21St Street, Racine, WI 53406 • United States

7510 Bristol Rd, Bristol, WI 53104 • United States

4930 Douglas Avenue, Racine, WI 53402 • United States

3605 S. 27Th Street, Milwaukee, WI 53221 • United States

22 E Mifflin St, Floor 1, Madison, WI 53703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc New York City NY 03/2003 02/2018
Charles Schwab Bank New York City NY 02/2005 02/2018
Jp Morgan Chase Bank, N.A New York NY 02/2018 08/2025
J.P. Morgan Securities Llc Madison WI 02/2018 Present
Previous Registrations
  • 2003-04-10 → 2018-02-20
    Burlington, MA
    New York City, NY
    Berkeley, CA
    Burlington, MA
    Boston, MA
    Bridgewater, NJ
  • 2001-03-16 → 2003-03-11
    Morgan Stanley Dw Inc.
    Oakland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-23
  • S66 Uniform Combined State Law Examination
    2000-12-23
Other Names
  • Sanya Alam
  • Sanya Alam Rizvi

View on SEC IAPD

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