Best Investors
Account
Sign in
Integrated Wealth Concepts LLC CRD 284656
$23.6B regulatory AUM 875 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrated Wealth Concepts, Llc | Northbrook | IL | 08/2021 | Present |
| Level Four Advisory Services | Northbrook | IL | 03/2016 | 08/2021 |
| Lpl Financial, Llc | Northbrook | IL | 03/2016 | Present |
1. 3/23/2016 - Level Four Insurance Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/16/2016 - 4 Hours Per Month/1 Hour During Securities Trading - Time Spent 2%. 2. 8/12/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/09/2021 - 1 Hour Per Month During Securities Trading. 3. 8/12/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/09/2021 - 40 Hours Per Month During Securities Trading. 4. 8/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/09/2021 - 5 Hours Per Month During Securities Trading. 5. 8/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/09/2021 - 120 Hours Per Month During Securities Trading. 6. 8/19/2021 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/09/2021 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 09/25/2023 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/01/2013 - 10 Hours Per Month/ 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-22 |
Reach out to this advisor