Glenn Kevin Rose

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → 11/2017
  National Planning Corp
  Denver, CO
• 11/2015 → 12/2021
  Trilogy Capital, Inc.
  Denver, CO
• 11/2017 → Present
  Lpl Financial, Llc
  Aurora, CO
• 09/2000 → Present
  Trilogy Financial Services
  Denver, CO

Previous Registrations

• 2015-11-23 → 2020-01-08
  Trilogy Capital, Inc.
  Denver, CO
  Irvine, CA
• 2004-06-22 → 2017-12-06
  National Planning Corporation
  Denver, CO
  Denver, CO
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial advisor - Start Date 2015. 2. 11/29/2017 - Trilogy Capital Inc - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date 2002. 3. 11/8/2021 - No Business Name - Not Investment Related - 2770 S. Truckee St., Aurora, CO 80013 - Other-Notary Public - Started 08/22/2017 - 1 Hour Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-05
• S63 Uniform Securities Agent State Law Examination
  2001-07-19

Designations

• Certified Financial Planner

Other Names

• Glenn Kevin Rose