Joseph R. Mclean

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 07/2022
  Intersect Capital Llc Fka Financial Horizons Wealth Building
  San Ramon, CA
• 08/2015 → 07/2022
  Intersect Capital Insurance Services, Llc
  San Ramon, CA
• 07/2022 → Present
  Mai Capital Management Llc
  San Ramon, CA

Previous Registrations

• 2014-06-03 → 2022-08-05
  Intersect Capital Llc
  San Ramon, CA
• 2011-05-03 → 2014-06-02
  True Capital Management
  New York, NY
  San Francisco, CA
• 2006-10-31 → 2011-04-25
  Alliancebernstein L.P.
  Danville, CA
• 2005-08-09 → 2006-10-05
  Lord, Abbett & Co. Llc
  Jersey City, NJ
  Jersey City, NJ

Other Businesses

Gordon Family Giving Fund; Investment-related; Treasurer 1.) Intersect Capital Insurance Services, LLC ; non- investment-related; San Ramon, CA 94583; insurance; owner; 08/2015; negligible; insurance agent. 2.) Gordon Family Giving Foundation; investment-related; San Ramon, CA 94583; Treasurer; 01/2019 3) Intersect Ventures LLC; investment-related; San Ramon, CA 94583; private equity investment; owner; 01/2019; negligible; raising capital.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-08
• S63 Uniform Securities Agent State Law Examination
  2000-12-04