Marc J Lundgren

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-11-19
CT	RA	APPROVED	2012-07-25
TX	RA	APPROVED_RES	2010-10-12
IL	RA	APPROVED	2010-07-09

FL RA
APPROVED

Since 2014-11-19
CT RA
APPROVED

Since 2012-07-25
TX RA
APPROVED_RES

Since 2010-10-12
IL RA
APPROVED

Since 2010-07-09

Branch Locations

Independent Square One Independent Dr. Suite 1700, Jacksonville, FL 32202 • United States

1 Independent Drive 30Th Floor, Jacksonville, FL 32202 • United States

822 North Highway A1A Suite 211, Ponte Vedra, FL 32082 • United States

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

6905 N. Wickham Road Suite 200, Melbourne, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

New York, NY

Previous Registrations

2007-04-02 → 2008-12-01

Morgan Stanley & Co. Llc

Purchase, NY
2005-08-29 → 2007-04-02

Morgan Stanley Dw Inc.

Purchase, NY

Purchase, NY

Other Businesses

F. L. Family Trust; I'm being named as the trustee of a family trust. The trust only contains one asset- a property located in Greenwich, CT 06830. There are no bank/brokerage accounts attached to the trust. In addition to the role of trustee, I will inherit a portion of this property. I have no ownership & no authority to sell the property. When my mother passes away, I will become co owner of the property. Start date: 3/1/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-26

S66 Uniform Combined State Law Examination

2005-08-26

View on SEC IAPD