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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-09 |
| TX | RA | APPROVED | 2024-07-09 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Altegris Advisors, | La Jolla | CA | 07/2010 | 07/2017 |
| Jpmorgan Chase Bank Na | Los Angeles | CA | 07/2017 | 07/2024 |
| Jpmorgan Securities Llc | Los Angeles | CA | 07/2017 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2024 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 08/2024 | Present |
I*4782282, Entity Type: Entity Charitable, Name of OBA: Hollywood Food Coalition, Address: Los Angeles, California, 90048, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/03/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: general board seat to provide food for the homeless
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-30 |
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