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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-02-14 |
Branch Locations
401 E. Jackson Street Suite 3675, Tampa, FL 33602 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tampa | FL | 07/2012 | Present |
| Independent Financial Partners | Tampa | FL | 07/2012 | 02/2019 |
| Iht Wealth Management Llc | Tampa | FL | 02/2019 | Present |
(1) 08/06/2012: Francisco X. Diaz Financial Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 08/26/2013: Bankers Life Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - No Time Spent - Direct business with Bankers Life Insurance Company to provide fixed annuities to clients. (3) 2/19/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/13/2019 - 80 Hours Per Month/80 Hours During Securities Trading. (4) 3/1/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 02/13/2019 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 02/13/2019. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 7/12/2021 - DWF Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading. (6) 10/25/2022 - DWF Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2022 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-08 |
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