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Yolanda A Vasquez

Wells Fargo Clearing Services, LLC

Naples, FL

Naples, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-29
  • TX RA
    APPROVED_RES
    Since 2019-10-29

Branch Locations

9110 Strada Pl 3Rd Fl [Support Center], Naples, FL 34108 • United States

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Servies, Llc Naples FL 09/1989 Present
  • 09/1989 → Present
    Wells Fargo Clearing Servies, Llc
    Naples, FL
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, NAPLES, FL, NOTARY, START DATE 8/26/2022, 0.25 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-07
  • S63 Uniform Securities Agent State Law Examination
    2019-10-07
Other Names
  • Yolanda Acosta Vasquez

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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