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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-03-01
MS RA APPROVED 2021-10-01
TX RA APPROVED_RES 2018-06-15
OH RA APPROVED 2001-01-01
  • MD RA
    APPROVED
    Since 2024-03-01
  • MS RA
    APPROVED
    Since 2021-10-01
  • TX RA
    APPROVED_RES
    Since 2018-06-15
  • OH RA
    APPROVED
    Since 2001-01-01

Branch Locations

200 Putnum St Ste 606, Marietta, OH 45750 • United States

4481 Munson Rd Nw Ste 304, Canton, OH 44718-3677 • United States

600 Superior Ave Suite 910, Cleveland, OH 44114-2619 • United States

Canton, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Canton OH 09/2005 03/2020
Ameriprise Financial Services, Llc Canton OH 03/2020 Present
Other Businesses

Business Ownership; Harbor Lake; I would be the primary person and only person in this S Corporation; this will be involved in payroll; 1431 Harbor Dr NW, , Canton, OH, 44708; Not Investment-Related; 05/05/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Moonlight Bay II; Treasurer; 1431 Harbor Dr NW, , Canton, OH, 44708; Not Investment-Related; 05/13/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-08
  • S66 Uniform Combined State Law Examination
    2012-02-08

View on SEC IAPD

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