Best Investors
Account
Sign in
Best Investors
Account
Sign in
111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-28 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost National Bank | San Antonio | TX | 04/2002 | Present |
| Frost Brokerage Services | San Antonio | TX | 12/2003 | Present |
(1) Frost Bank - Frost Wealth Advisors; Investment Related; 111 West Houston, San Antonio, TX 78205; Fiduciary and Administrative Financial Services; Retirement Services Administrator and Institutional Custody Services Manager; Started 01/2004; Approx. 120-160hrs/mo; Approx. 120-160hrs/mo during securities trading hrs; A Retirement Services Administrator manages and maintains investment accounts, including IRAs, retirement plans, and custody relationships, in an operational and administrative capacity. They ensure compliance, maintain accurate records, and do not provide security recommendations or portfolio management, which is handled by assigned portfolio managers. The role is salaried with no commission-based earnings or compensation tied to investment recommendations.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-03-17 |
| S66 | Uniform Combined State Law Examination | 2001-09-28 |
Reach out to this advisor