Thomas J Kelly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Lpl Financial Llc
  Colmar, PA

Previous Registrations

• 2012-08-13 → 2013-12-04
  Citizens Securities, Inc.
  Hatboro, PA
  Blue Bell, PA
  Horsham, PA
  Norristown, PA
  Quakertown, PA
  Plymouth Meeting, PA
  Broad Axe, PA
  Fort Washington, PA
  Blue Bell, PA
  North Wales, PA
  Lansdale, PA
  Horsham, PA
  Chalfont, PA

Other Businesses

1. 9/8/2017 - Apollo Insurance Group - Investment Related - At Reported Business Location(s) - Property and Casualty - Start 09/15/2017 - 3 Hours Per Month/0 Hours During Securities Trading. 2. 3/7/2019 - Kelly Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/25/2016 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 7/28/2020 - Apollo Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 4. 01/10/2023 - Nielsen ratings - Not Investment Related - Home Based - Outside/W-2 Employment - Start Date: 01/01/2023 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-11
• S63 Uniform Securities Agent State Law Examination
  2000-10-27

Other Names

• Thomas J Kelly
• Thomas Joseph Kelly
• Tom Kelly