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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 07/2004 | Present |
LIFE/HEALTH/DISABLITY POSITION: AGENT NATURE: SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 1 START DATE: 10/30/2005 ADDRESS: 1300 VETERANS HIGHWAY, SUITE 210, HAUPPAUGE NY 11788 DESCRIPTION: SALES/ADMIN. AFLAC INSURANCE POSITION: AGENT NATURE: SALES AND SEVICE OF INSURANCE POLICYS. INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 11/01/2013 ADDRESS: 1300 VETERANS HIGHWAY, SUITE 210, HAUPPAUGE NY 11788 DESCRIPTION: SALES AND SERVICE OF INSURANCE POLICYS. CGAA, Inc., Is Investment Related, DBA, Financial Professional, 07/30/2004,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-06 |
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