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6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-07-10 |
Branch Locations
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Atlantic Financial Company | Simsbury | CT | 02/2014 | 12/2016 |
| Forethought Distributors, Llc | Simsbury | CT | 02/2014 | 12/2016 |
| Unemployed | Matthews | NC | 01/2017 | 04/2017 |
| Horizon Investments Llc | Charlotte | NC | 05/2017 | Present |
| Quasar Distributors, Llc | Milwaukee | WI | 05/2017 | Present |
1.) Horizon Investments; Charlotte, NC; Investment Related; Started 05/08/2017; Registered Investment Advisor; Regional Director; 160 hours per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-13 |
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