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Tod M. Cattani

J.P. Morgan Securities LLC

Garner, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-03
  • NC RA
    APPROVED
    Since 2022-03-03

Branch Locations

52 Eagle Wing Way, Garner, NC 27529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Raleigh NC 11/2010 01/2021
Wells Fargo Clearing Services Llc. Raleigh NC 03/2013 01/2021
Bank Of America Corporation Knightdale NC 01/2021 01/2022
Jpmorgan Chase Bank (Mi) Garner NC 02/2022 Present
J.P. Morgan Securities Llc Garner NC 02/2022 Present
Previous Registrations
  • 2013-05-29 → 2021-01-27
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
    Garner, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Wilmington, NC
    Raleigh, NC
    Raleigh, NC
    Wilmington, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-28
S63 Uniform Securities Agent State Law Examination 2013-05-07
  • S65 Uniform Investment Adviser Law Examination
    2013-05-28
  • S63 Uniform Securities Agent State Law Examination
    2013-05-07
Other Names
  • Tod Michael Cattani

View on SEC IAPD

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LAURA MYERS
MATTHEW HOYLE DAVIS
William Edward Moyer
Hannon Edward Herring
STEVEN VIET DINH

Other Offices

PRINCIPAL SECURITIES, INC. · GARNER, NC
PFS INVESTMENTS INC. · GARNER, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Garner, NC
EDWARD JONES · GARNER, NC
CREDIT UNION INVESTMENT SERVICES · Garner, NC
TRUIST ADVISORY SERVICES, INC. · GARNER, NC
EDWARD JONES · GARNER, NC
EDWARD JONES · GARNER, NC

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