Kevin Wayne Higginbotham

Current Employers

Openarc Corporate Advisory, Llc

3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-10-07
TX	RA	APPROVED_RES	2025-09-25

GA RA
APPROVED

Since 2025-10-07
TX RA
APPROVED_RES

Since 2025-09-25

Branch Locations

3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	07/1999	09/2025
Bank Of America, N.A.	Atlanta	GA	05/2011	09/2025
Openarc Corporate Advisory	Atlanta	GA	09/2025	Present

07/1999 → 09/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
05/2011 → 09/2025

Bank Of America, N.A.

Atlanta, GA
09/2025 → Present

Openarc Corporate Advisory

Atlanta, GA

Previous Registrations

1999-10-08 → 2025-09-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-10-07

S66 Uniform Combined State Law Examination

1999-10-07