Tracy Zimmerer

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 09/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 09/2018 → 03/2021
  Horner Townsend & Kent, Llc
  Horsham, PA
• 08/2021 → 12/2023
  Blackrock
  Princeton, NJ
• 09/2021 → 12/2023
  Blackrock Investments, Llc
  Princeton, NJ
• 04/2021 → 07/2021
  Unemployed
  Jamison, PA
• 12/2023 → Present
  Equitable Advisors Llc
  New York, NY
• 12/2023 → Present
  Equitable
  Charlotte, NC
• 02/2026 → Present
  Stifel Independent Advisors, Llc
  Jamison, PA

Previous Registrations

• 2021-09-27 → 2023-12-07
  Blackrock Investment Management, Llc
  Princeton, NJ
• 2018-10-25 → 2021-03-17
  Hornor, Townsend & Kent, Llc
  Conshohocken, PA
• 2015-04-21 → 2018-09-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Pennington, NJ
• 2014-02-13 → 2015-04-10
  Hornor, Townsend & Kent, Llc
  Conshohocken, PA
• 2011-12-19 → 2013-12-20
  Mml Investors Services, Llc
  Horsham, PA
• 2005-12-14 → 2011-10-31
  Northwestern Mutual Investment Services, Llc
  Princeton, NJ
  Princeton, NJ

Exams

• S66 Uniform Combined State Law Examination
  2005-12-13
• S63 Uniform Securities Agent State Law Examination
  2003-11-13

Other Names

• Tracy Ann Kirby
• Tracy Ann Zimmerer