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Gregg Allen Emch

Wells Fargo Clearing Services, LLC

Winter Park, FL

Orlando, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-29
  • FL RA
    APPROVED
    Since 2020-06-29

Branch Locations

480 N Orlando Ave Ste 200, Winter Park, FL 32789 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Winter Park FL 02/2011 06/2020
Morgan Stanley Private Bank, National Association Winter Park FL 01/2015 06/2020
Wells Fargo Clearing Services, Llc. Orlando FL 06/2020 Present
  • 02/2011 → 06/2020
    Morgan Stanley Smith Barney
    Winter Park, FL
  • 01/2015 → 06/2020
    Morgan Stanley Private Bank, National Association
    Winter Park, FL
  • 06/2020 → Present
    Wells Fargo Clearing Services, Llc.
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-09
S63 Uniform Securities Agent State Law Examination 2001-04-20
  • S66 Uniform Combined State Law Examination
    2003-06-09
  • S63 Uniform Securities Agent State Law Examination
    2001-04-20

View on SEC IAPD

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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
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PFS INVESTMENTS INC. · WINTER PARK, FL

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