Shawn Adam Steffens

Employer firm

Steffens Financial Corp CRD 342546

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• EXPERT WITNESS / EXPERT CONSULTANT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Commonwealth Financial Network
  Waltham, MA
• 06/2014 → Present
  Steffens Financial Corp.
  Byram Township, NJ
• 06/2026 → Present
  Steffens Financial Corp
  Byram Township, NJ

Previous Registrations

• 2010-12-07 → 2014-07-11
  Msi Financial Services, Inc.
  Freehold, NJ
  Montclair, NJ
  Byram Township, NJ
  Elmwood Park, NJ
• 2009-06-01 → 2010-12-21
  Morgan Stanley
  Fairfield, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Fairfield, NJ
• 2004-03-29 → 2007-04-02
  Morgan Stanley Dw Inc.
  Rockaway, NJ
  Fairfield, NJ
  Rockaway, NJ
• 2002-06-03 → 2004-04-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ

Other Businesses

1. Co-Owner, Steffens and Steffens, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 06/2014; Greater than 90% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Steffens & Steffens'; As of 06/24/14; 5% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, 263 Route 206 Real Estate, LLC; an entity created for the purpose of owning real estate at 263 Route 206, Byram Township, NJ 07874, as of 5/13/2024; 2% time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner, 276 Route 206, LLC, a private entity est. as a real estate holding company to own /manage a commercial rental property; As of 07/01/14; 0% time spent during business hours; Conducted at branch; Investment related. 4. Owner of a residential rental property; As of 11/2006; 0% time spent during business hours; Not conducted at branch; Investment related. 5. Caregiver; Not conducted at branch; Not investment related. 6. Co-owner, Steffens Financial Corp., a private entity established to facilitate securities, advisory, and insurance business; Located at 276 US-206 Suite A, Byram Township, NJ 07821, as of 06/24/2024; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2001-12-07

Other Names

• Shawn A Steffens