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Current Employers
Richard Miller Financial Services, Llc

2794 Maple Ave, Zanesville, OH 43701 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-03-01
  • OH RA
    APPROVED
    Since 2012-03-01

Branch Locations

2794 Maple Ave, Zanesville, OH 43701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Richard Miller Financial Services, Llc Zanesville OH 12/2011 Present
Previous Registrations
Other Businesses

MY WIFE AND I ARE JOINT OWNERS IN MILLER FARMS, WHICH IS A SMALL BEEF CATTLE OPERATION WITH NO AFFILIATION TO THE INVESTMENT INDUSTRY. OUR BUSINESS IS LOCATED AT 2480 S. REHL ROAD IN ZANESVILLE, OHIO. WE STARTED FARMING IN 1988. I WORK BETWEEN 40-60 HOURS MONTHLY ON THE FARM AND RARELY ANY DURING TRADING HOURS. WE RAISE AND SELL BEEF CATTLE. WE ALSO SELL SOME HAY WHEN SUPPLIES ARE ABOVE OUR DEMAND. 1. 04/12/2011, OTHER-HEALTH INSURANCE, UNITEDHEALTHCARE INSURANCE PILOT, 5% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-18
  • S66 Uniform Combined State Law Examination
    2004-11-18
Designations

View on SEC IAPD

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