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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-05-06 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
Thousand Oaks, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Group | Charlotte | NC | 04/2005 | Present |
| Columbia Management Advisotrs, Llc | Charlotte | NC | 04/2005 | Present |
Name of Activity: Hockey Assistant Coach; Date Activity Started/Modified/Ended: 3/15/2024; Type of Activity: Field is Blank!; Role/Relationship: Other - Coach; Responsibilities: olunteer as a helper on the ice during ice hockey practice and games.; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-01 |
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