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Ami Doshi

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
  • TX RA
    APPROVED
    Since 2020-10-21

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Les Amis Dallas TX 01/2011 12/2016
Inclusive Planet Technologies/Milaap Social Ventures Usa Dallas TX 07/2015 03/2017
Opportunity Plus Dallas TX 06/2015 10/2019
Communities Foundation Of Texas Dallas TX 05/2017 09/2019
Frontier Investment Management Co Dallas TX 10/2019 09/2020
Hightower Advisors, Llc Dallas TX 09/2020 Present
  • 01/2011 → 12/2016
    Les Amis
    Dallas, TX
  • 07/2015 → 03/2017
    Inclusive Planet Technologies/Milaap Social Ventures Usa
    Dallas, TX
  • 06/2015 → 10/2019
    Opportunity Plus
    Dallas, TX
  • 05/2017 → 09/2019
    Communities Foundation Of Texas
    Dallas, TX
  • 10/2019 → 09/2020
    Frontier Investment Management Co
    Dallas, TX
  • 09/2020 → Present
    Hightower Advisors, Llc
    Dallas, TX
Previous Registrations
  • 2019-10-07 → 2020-11-16
    Frontier Investment Management Co
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-06
S63 Uniform Securities Agent State Law Examination 2000-12-29
  • S65 Uniform Investment Adviser Law Examination
    2019-09-06
  • S63 Uniform Securities Agent State Law Examination
    2000-12-29
Other Names
  • Ami P Doshi

View on SEC IAPD

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