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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-05-08 |
| TX | RA | APPROVED | 2025-04-30 |
Branch Locations
3424 Peachtree Road Ne, 11Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Atlanta | GA | 07/2017 | 09/2017 |
| National Asset Management | Atlanta | GA | 08/2017 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 09/2017 | 04/2025 |
| Wellington Consulting, Llc | Atlanta | GA | 02/2015 | 09/2017 |
| J.P. Morgan Securities Llc | Atlanta | GA | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 04/2025 | Present |
| Bank Of America | Atlanta | GA | 09/2017 | 04/2025 |
Entity Name: FINRA Investment related: No Address: 1700 K Street NW, Washington D.C 20006 Nature of the other business: Self-Regulatory Org. Position/Title/Relationship: Employee/Contractor Start Date: 11/02/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: FINRA -Financial Industry Regulatory Authority- I am a Non Public Arbitrator. Fiinra is a regulator for JP Morgan. I am not an employee of Finra
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-06 |
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