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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-16 |
| TX | RA | APPROVED_RES | 2019-12-04 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard W.L. Lyons, Llc | Louisville | KY | 04/2013 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
SUCCESSOR TRUSTEE FOR RELATIVES, NON-INVEST RELATED, 2 HRS/MONTH WITH 0 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE IN THE EVENT OF THE DEATH OF BOTH TRUSTEES I WOULD ASSUME THE DUTIES OF TRUSTEES FOR THEIR CHILDREN'S ESTATE. Financial Planning Association of Kentuckiana,Investment Related, 12808 Townepark Way 200 Louisville KY 40243, Unify the voice, focus and resources of the financial planning community and facilitate the success of our members and grow the organization, President Elect, 1/2019, 8 hrs/month total and during trading hours, Assisting in the FPA with their local quarterly meetings and provide helpful information to the members. Name/Address: Rental Property MIranda's Right, LLC 8712 Stockport Rd Louisville KY 40222 Start date: 6/1/20 Hours spent: 0-1 hour/month Hours spent during trading hours: Zero Role/Responsibility: Owner/Proprieter, Landlord Non-Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-15 |
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