Nicholas John Tzoumas

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-01-24

NY RA
APPROVED

Since 2023-01-24

Branch Locations

Old Brookeville, NY • United States

50 Chestnut Ridge Road Suite 124, Montvale, NJ 07645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jhfn Sii	Jericho	NY	08/2013	11/2018
Royal Alliance Associates, Inc.	Brookville	NY	11/2018	01/2023
Cetera Financial Specialists Llc	Schaumburg	IL	01/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	01/2023	Present
Clearscopewealth	Old Brookville	NY	09/2020	Present
Clearscope Services Dba Clearscopehr	Old Brookville	NY	08/2008	Present
B & Co Long Island Inc	Old Brookville	NY	09/2021	Present
Benefits & Co, Inc	Weston	FL	09/2021	Present
Clearscope Tax 1 Dba Arthur Sisco & Associates	Hillsdale	NJ	08/2022	Present

08/2013 → 11/2018

Jhfn Sii

Jericho, NY
11/2018 → 01/2023

Royal Alliance Associates, Inc.

Brookville, NY
01/2023 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
01/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
09/2020 → Present

Clearscopewealth

Old Brookville, NY
08/2008 → Present

Clearscope Services Dba Clearscopehr

Old Brookville, NY
09/2021 → Present

B & Co Long Island Inc

Old Brookville, NY
09/2021 → Present

Benefits & Co, Inc

Weston, FL
08/2022 → Present

Clearscope Tax 1 Dba Arthur Sisco & Associates

Hillsdale, NJ

Previous Registrations

2018-11-02 → 2023-01-26

Osaic Wealth, Inc.

Brookville, NY
2014-03-05 → 2018-11-02

Signator Investors, Inc.

Brookville, NY

Melville, NY

Other Businesses

1) CLEARSCOPEWEALTH; OLD BROOKVILLE, NY; INVESTMENT RELATED; WEALTH MANAGEMENT; SINCE 09/2020; OWNER; 120 HRS/MO 2) CLEARSCOPE SERVICES DBA CLEARSCOPEHR; OLD BROOKVILLE, NY; INVESTMENT RELATED; FIXED INSURANCE; HR CONSULTING/RETIREMENT TPA SERVICES; FIXED INSURANCE; SINCE 08/2008; 40 HRS/MO 3) B & CO LONG ISLAND INC.; OLD BROOKVILLE, NY; INVESTMENT RELATED; FIXED INSURANCE; OWNER; SINCE 09/2021; 8 HRS/MO 4) BENEFITS & CO, INC.; WESTON, FL; INVESTMENT RELATED; FIXED INSURANCE; OWNER; SINCE 09/2021; 8 HRS/MO 5) CLEARSCOPE TAX 1 DBA ARTHUR SISCO & ASSOCIATES; HILLSDALE, NJ; NON-INVESTMENT RELATED; TAX/ACCOUNTING/BOOKEEPING; PAYROLL; OWNER; SINCE 08/2022; 8 HRS/MO 6) ARCHANGEL MICHAEL CHURCH; PORT WASHINGTON, NY; NON-INVESTMENT RELATED; TREASURER; SICNE 01/2019; 4 HRS/MO,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-12-18
S63	Uniform Securities Agent State Law Examination	2000-10-27

S65 Uniform Investment Adviser Law Examination

2001-12-18
S63 Uniform Securities Agent State Law Examination

2000-10-27

View on SEC IAPD