Amy Lundy Crooks

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Lpl Financial, Llc
  Oregon City, OR
• 04/2016 → Present
  Sii Investments
  Oregon City, OR
• 02/2018 → Present
  Lpl Financial Llc
  Oregon City, OR

Previous Registrations

• 2016-04-18 → 2018-02-15
  Sii Investments, Inc.
  Oregon City, OR
  Appleton, WI
• 2005-11-21 → 2016-04-29
  Lpl Financial Llc
  Oregon City, OR
  Oregon City, OR

Other Businesses

1. 02/14/2018 - CROOKS & COMPANY FINANCIAL MANAGEMENT, INC. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA. 2. 02/14/2018 - CROOKS & COMPANY FINANCIAL MANAGEMENT, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2005. 3. 11/03/2025 - ILLQUID ASSESTS LLC - Real Estate Rental - Investment Related - Oregon City, OR - Start Date 03/19/2025 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-11-18
• S63 Uniform Securities Agent State Law Examination
  2001-01-12

Other Names

• Amy Diane Lundy