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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

7301 W 129Th Street Suite 250, Overland Park, KS 66213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cudney Ecord Mcenroe & Mollane, Cpa Kansas City MO 01/2000 Present
Ronald Castor Lc Lenexa KS 12/2001 Present
Prosperity Network, Inc. Overland Park KS 05/2004 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2000 → Present
    Cudney Ecord Mcenroe & Mollane, Cpa
    Kansas City, MO
  • 12/2001 → Present
    Ronald Castor Lc
    Lenexa, KS
  • 05/2004 → Present
    Prosperity Network, Inc.
    Overland Park, KS
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-06-14 → 2004-12-31
    Prosperity Network, Inc
    Overland Park, KS
Other Businesses

1. NAME OF OTHER BUSINESS: RONALD CASTOR LC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING; START DATE: 12/2001; POSITION/TITLE/RELATIONSHIP: CERTIFIED PUBLIC ACCOUNTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, PAYROLL, TAX PREPARATION. FINANCIAL AND INSURANCE SERVICES; 3. MD LIONSGATE OFFICE CENTER D LLC, 14221 MCTCALF AVE STE 200 OVERLAND PARK KS 66223, REAL ESTATE, MEMBER, START 08/01/08, 2HR/WK 4. RONALD CASTOR LC, 14221 MCTCALF AVE STE 200 OVERLAND PARK KS 66223, DBA NAME FOR FINANCIAL SERVICES, REP/OWNER, START 2001, 40HE/WK 5.NAME OF OTHER BUSINESS: SLEEPYHEAD BEDS; INVESTMENT RELATED: NO; ADDRESS: 5604 TROOST, KANSAS CITY, MO 64110; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2012; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / TREASURER; APX NUMBER OF HOURS PER WEEK: 5-10; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH DEVELOPMENT PLANNING ND FINANCIAL OVERSIGHT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-05
  • S66 Uniform Combined State Law Examination
    2000-12-05

View on SEC IAPD

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